As filed with the Securities and Exchange Commission on March 29, 2022
Registration No. 333-
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM S-8
REGISTRATION STATEMENT
Under
The Securities Act of 1933
CHECKMATE PHARMACEUTICALS, INC.
(Exact name of registrant as specified in its charter)
Delaware | 37-1657129 | |
(State or other jurisdiction of incorporation or organization) |
(I.R.S. Employer Identification No.) |
245 Main Street, 2nd Floor
Cambridge, MA 02142
(617) 682-3625
(Address, including zip code and telephone number, including area code, of Registrants principal executive offices)
Checkmate Pharmaceuticals, Inc. 2020 Stock Option and Incentive Plan
(Full title of the plans)
Robert Dolski
Chief Financial Officer
245 Main Street, 2nd Floor
Cambridge, MA 02142
(617) 682-3625
(Name, address, including zip code, and telephone number, including area code, of agent for service)
Copies to:
Mitchell Bloom, Esq.
Benjamin Marsh, Esq.
Goodwin Procter LLP
100 Northern Avenue
Boston, MA 02210
(617) 570-1000
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company. See the definitions of large accelerated filer, accelerated filer, smaller reporting company, and emerging growth company in Rule 12b-2 of the Exchange Act.
Large accelerated filer | ☐ | Accelerated filer | ☐ | |||
Non-accelerated filer | ☒ | Smaller reporting company | ☒ | |||
Emerging growth company | ☒ |
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐
EXPLANATORY NOTE
REGISTRATION OF ADDITIONAL SHARES PURSUANT TO GENERAL INSTRUCTION E
This Registration Statement has been filed by Checkmate Pharmaceuticals, Inc. to register 865,223 additional shares of common stock, par value $0.0001 per share (Common Stock) available for issuance under the Checkmate Pharmaceuticals, Inc. 2020 Stock Option and Incentive Plan (the 2020 Plan). This Registration Statement relates to securities of the same class as those that were previously registered by the registrant on a Registration Statement on Form S-8 filed with the Securities and Exchange Commission on August 11, 2020 (File. No. 333-244375) (the 2020 Registration Statement).
Pursuant to General Instruction E to Form S-8 regarding registration of additional securities, the entire contents of the 2020 Registration Statement are incorporated herein by reference, except to the extent supplemented, amended or superseded by the information set forth herein.
Part II
INFORMATION REQUIRED IN THE REGISTRATION STATEMENT
Item 8. Exhibits.
Refer to the Exhibit Index for a list of exhibits filed as part of this registration statement, which Exhibit Index is incorporated herein by reference.
EXHIBIT INDEX
* | Filed herewith. |
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Cambridge, State of Massachusetts, on this 29th day of March 2022.
CHECKMATE PHARMACEUTICALS, INC. | ||
By: | /s/ Robert Dolski | |
Name: Robert Dolski | ||
Title: Chief Financial Officer |
POWER OF ATTORNEY AND SIGNATURES
KNOW ALL BY THESE PRESENT, that each individual whose signature appears below hereby constitutes and appoints each of Alan Bash and Robert Dolski, as such persons true and lawful attorney-in-fact and agent with full power of substitution and resubstitution, for such person in such persons name, place and stead, in any and all capacities, to sign any and all amendments (including post-effective amendments) to this Registration Statement on Form S-8, and to file the same, with all exhibits thereto, and all documents in connection therewith, with the Securities and Exchange Commission granting unto each said attorney-in-fact and agent full power and authority to do and perform each and every act and thing requisite and necessary to be done in and about the premises, as fully to all intents and purposes as such person might or could do in person, hereby ratifying and confirming all that any said attorney-in-fact and agent, or any substitute or substitutes of any of them, may lawfully do or cause to be done by virtue hereof.
Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following person in the capacities and on the date indicated.
Name |
Title |
Date | ||
/s/ Alan Bash |
Chief Executive Officer and Director |
March 25, 2022 | ||
Alan Bash | (Principal Executive Officer) |
|||
/s/ Robert Dolski |
Chief Financial Officer |
March 25, 2022 | ||
Robert Dolski | (Principal Financial and Accounting Officer) |
|||
/s/ Michael Powell |
Director (Chairman) |
March 25, 2022 | ||
Michael Powell, Ph.D. | ||||
/s/ Alan Fuhrman |
Director |
March 25, 2022 | ||
Alan Fuhrman | ||||
/s/ Peter Colabuono |
Director |
March 25, 2022 | ||
Peter Colabuono | ||||
/s/ Keith Flaherty |
Director |
March 25, 2022 | ||
Keith Flaherty, M.D. | ||||
/s/ Oren Isacoff |
Director |
March 25, 2022 | ||
Oren Isacoff, M.D. | ||||
/s/ Jon Wigginton |
Director |
March 25, 2022 | ||
Jon Wigginton | ||||
/s/ Joy Yan |
Director |
March 25, 2022 | ||
Joy Yan |
Exhibit 5.1
March 29, 2022
Checkmate Pharmaceuticals, Inc.
245 Main Street, 2nd Floor
Cambridge, MA 02142
Re: Securities Being Registered under Registration Statement on Form S-8
We have acted as counsel to you in connection with your filing of a Registration Statement on Form S-8 (the Registration Statement) pursuant to the Securities Act of 1933, as amended (the Securities Act), on or about the date hereof relating to an aggregate of 865,223 shares (the Shares) of Common Stock, $0.0001 par value per share (Common Stock), of Checkmate Pharmaceuticals, Inc., a Delaware corporation (the Company), that may be issued pursuant to the Companys 2020 Stock Option and Incentive Plan (the Plan). We have reviewed such documents and made such examination of law as we have deemed appropriate to give the opinions set forth below. We have relied, without independent verification, on certificates of public officials and, as to matters of fact material to the opinion set forth below, on certificates of officers of the Company. The opinion set forth below is limited to the Delaware General Corporation Law.
For purposes of the opinion set forth below, we have assumed that no event occurs that causes the number of authorized shares of Common Stock available for issuance by the Company to be less than the number of then unissued Shares.
Based on the foregoing, we are of the opinion that the Shares have been duly authorized and, upon issuance and delivery against payment therefor in accordance with the terms of the Plan, will be validly issued, fully paid and nonassessable.
We hereby consent to the inclusion of this opinion as Exhibit 5.1 to the Registration Statement. In giving our consent, we do not admit that we are in the category of persons whose consent is required under Section 7 of the Securities Act or the rules and regulations thereunder.
Very truly yours, |
/s/ GOODWIN PROCTER LLP |
GOODWIN PROCTER LLP |
Exhibit 23.1
Consent of Independent Registered Public Accounting Firm
We consent to the use of our report dated March 29, 2022, with respect to the consolidated financial statements of Checkmate Pharmaceuticals, Inc. and subsidiary, incorporated herein by reference.
/s/ KPMG LLP
Boston, Massachusetts
March 29, 2022
Exhibit 107
Calculation of Filing Fee Table
Form S-8
(Form Type)
Checkmate Pharmaceuticals, Inc.
(Exact Name of Registrant as Specified in its Charter)
Table 1: Newly Registered Securities
Security Type | Security Class Title |
Fee Calculation Rule |
Amount to be registered (1) |
Proposed maximum offering price per share |
Maximum Aggregate Offering Price |
Fee Rate |
Amount of registration fee (4) | |||||||
Equity | Common Stock, $0.0001 par value per share | Rule 457(c) and Rule 457(h) |
865,223 (2) | $3.12 (3) | $2,699,495.76 | $0.0000927 | $250.24 | |||||||
Total Offering Amounts | $2,699,495.76 | | ||||||||||||
Total Fees Previously Paid | | |||||||||||||
Total Fee Offsets | | |||||||||||||
Net Fee Due | $250.24 |
(1) | Pursuant to Rule 416(a) under the Securities Act of 1933, as amended (the Securities Act), this Registration Statement shall also cover any additional shares of common stock, par value $0.0001 per share (Common Stock), which become issuable under the Checkmate Pharmaceuticals, Inc. 2020 Stock Option and Incentive Plan (the 2020 Plan) by reason of any stock dividend, stock split, recapitalization or any other similar transaction effected without the receipt of consideration which results in an increase in the number of our outstanding shares of Common Stock. |
(2) | Represents shares of Common Stock that were automatically added to the shares authorized for issuance under the 2020 Plan on January 1, 2022, pursuant to an evergreen provision contained in the 2020 Plan. Pursuant to such provision, an additional number of shares will automatically be added to the shares authorized for issuance under the 2020 Plan on January 1 of each year. Shares available for issuance under the 2020 Plan were previously registered on the registration statement on Form S-8 filed with the Securities and Exchange Commission on August 11, 2020 (File No. 333-244375). |
(3) | Estimated solely for the purpose of calculating the registration fee in accordance with Rules 457(c) and 457(h) of the Securities Act on the basis of the average of the high and low prices of the registrants Common Stock as reported on The Nasdaq Stock Exchange Global Market on March 25, 2022. |
(4) | Calculated pursuant to Section 6(b) of the Securities Act. |